FDIC Insured Sweep Program 

Participating in our cash sweep program gives you the ability to have cash in your brokerage account automatically deposited into FDIC insured bank accounts. Clients can receive insurance on USD cash balances up to $5,000,000.

SIPC Coverage 

StoneX Financial Inc. is a member of the Securities Investor Protection Corporation (SIPC). That membership comes with insurance covering up to $500,000 of cash and securities.

Investors may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at 202-371-8300, or by visiting www.sipc.org.

Segregation

StoneX Financial segregates customer assets pursuant to SEC requirements. Segregation means your assets are kept separate from the firm assets, and thus are protected from potential losses of the firm.

Additional Account Protection

In addition to using some of the world’s most respected asset custodians, StoneX Financial has secured account protection coverage against firm insolvency through Lloyd’s of London in the amount of $24.5 million in securities per customer with an aggregate limit of $100 million.

Depositories and Custodians 

StoneX Financial maintains customer assets with some of the world’s largest depositories and custodians.

Customer securities (stock, ETF’s bonds) are held at DTC, Euroclear and BNP Paribas.

DTC – DTC is one of the world’s largest securities depositories retaining custody of more than $37 trillion in securities.

Euroclear – Euroclear Bank is the leading International Central Securities Depository providing safekeeping of assets valued at more than €27 trillion.

BNP Paribas – StoneX Financial uses BNP Paribas for custody of non-U.S. securities that are not DTC or Euroclear eligible. BNP Paribas has more than $13 trillion in assets under custody and/or administration.

 

Customer cash and currencies are deposited in regulated U.S. and international banks in accounts specifically designed for customers and segregated from StoneX assets pursuant to SEC regulations.