Dinah Caratini is the Chief Compliance Officer and Anti-Money Laundering Compliance Officer at UCAP Americas, where she leads the firm’s compliance and regulatory programs. She brings over 25 years of experience in the financial services industry, with deep expertise in SEC and FINRA regulations, AML oversight, risk management, and supervisory procedures.

Prior to joining UCAP Americas, she served as Chief Compliance Officer and AML Officer at Credicorp Capital, where she was responsible for building and maintaining the compliance framework for retail and institutional trading activities. Her earlier roles include Complex Administrative Manager and Branch Service Manager at Morgan Stanley in Miami and San Juan, respectively, and Branch Operations Manager at AXA/Equitable, where she supported operational functions and regulatory compliance efforts.